Justia Kentucky Supreme Court Opinion Summaries

Articles Posted in Legal Ethics
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The Supreme Court of Kentucky has removed Joseph “JS” Flynn from his position as Pulaski Circuit Court Clerk following allegations of inappropriate workplace behavior. Flynn was appointed in 2016 and elected in 2018. In March 2022, a complaint was lodged against Flynn by a former employee, alleging several incidents of inappropriate behavior. Flynn admitted to having a brief sexual relationship with the complainant, his subordinate, in 2021, which he did not report, and to physically poking and verbally abusing his employees.Other allegations against Flynn included pulling the complainant into a car back seat, forcefully kissing her, and exposing himself. Flynn denied these allegations, claiming physical impossibility due to two surgically inserted rods in his back. Furthermore, the complainant alleged that Flynn would regularly touch her inappropriately and put his hand up her dress. Another employee corroborated many of these allegations.Based on the evidence provided during a three-day hearing, the Supreme Court of Kentucky concluded that Flynn had created a hostile work environment and engaged in quid pro quo harassment. The Court noted that Flynn failed to perform his duties with courtesy and respect, thereby tarnishing the judiciary's reputation. As a result, Flynn was removed from his position, and the Office of the Pulaski Circuit Court Clerk was declared vacant. Flynn was ordered to pay the costs of the proceedings. View "IN RE: FLYNN, PULASKI CIRCUIT COURT CLERK" on Justia Law

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In this case, the Supreme Court of Kentucky reviewed a decision by the Court of Appeals that had remanded a case back to the Fayette Circuit Court over the perception of a jurisdictional error. The original plaintiff, Timothy Poole, had filed a lawsuit against Valetta Browne, Executive Director of the Kentucky Office of Bar Admissions (KYOBA), alleging she had negligently performed her duties and caused him damages. This allegation came after Poole was erroneously informed that he had passed the bar exam, only to be told three days later that he had not due to a data entry error. Browne had filed a motion to dismiss the case based on the Supreme Court's exclusive jurisdiction over the practice of law and her own immunity from Poole's claim.The Supreme Court of Kentucky reversed the Court of Appeals' decision and affirmed the trial court's dismissal of Poole's complaint, though on different grounds. The Supreme Court held that the Court of Appeals had failed to adequately consider the Supreme Court's full authority over bar admissions. The court also recognized that individuals who serve in a judicial capacity, such as Browne, are immune from civil liability for conduct and communications occurring in the performance of their duties. The court further clarified that Browne's actions, which Poole complained of, were the functional equivalent of judicial duties, thereby granting Browne absolute immunity. View "BROWNE V. POOLE" on Justia Law

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The Supreme Court affirmed the judgment of the trial court granting Defendant's motion to dismiss the underlying complaint filed by Port of Louisville for defamation and professional malfeasance, holding that Port of Louisville had no legally recognized relationship with R. Wayne Stratton, CPA and Jones, Nale & Mattingly PLC (collectively, Stratton), and therefore, Stratton did not owe the Port of Louisville any duty.Louisville and Jefferson County Riverport Authority filed a lawsuit seeking to terminate Port of Louisville's lease based on allegations that Port of Louisville breached the parties' lease The action was stayed while the claims were referred to an arbitrator, who found that Port of Louisville had not breached the lease. Based on what occurred during the arbitration the Port of Louisville brought a complaint against Stratton for defamation and professional malfeasance. The trial court granted Stratton's motion to dismiss, and the court of appeals affirmed. The Supreme Court affirmed, holding that Port of Louisville had no legally recognized relationship with Stratton that would cause Stratton to owe it a duty. View "New Albany Main Street Properties, LLC v. R. Wayne Stratton, CPA" on Justia Law

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In this professional malpractice action, the Supreme Court overruled Alagia, Day, Trautwein & Smith v. Broadbent, 882 S.W.2d 121 (Ky. 1994), and its progeny insofar as they hold that, for a non-litigation legal malpractice claim, a claimant's damages are not irrevocable and non-speculative until the claimant knows the exact dollar amount of damages he or she incurred because of the malpractice, holding that Broadbent was wrongly decided.Plaintiff filed the underlying professional malpractice claim against Defendants for negligently providing her poor legal advice regarding a business she co-owned. The trial judge granted summary judgment for Defendants on the ground that Plaintiff's legal harm did not become "irrevocable and non-speculative" sufficient to trigger Ky. Rev. Code 413.245 until July 2017, and therefore, Plaintiff's complaint was time-barred. The court of appeals affirmed. The Supreme Court affirmed on slightly different grounds, holding (1) because Broadbent has led to inconsistencies in jurisprudence regarding when damages are considered irrevocable and non-speculative for a professional malpractice claim, Broadbent and its progeny are overruled; and (2) for a non-litigation legal malpractice claim, a claimant's damages are considered irrevocable and non-speculative when the claimant is reasonably certain that damages will indeed flow from the defendant's negligent act. View "Wolfe v. Kimmel" on Justia Law

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The Supreme Court affirmed the determination of the Judicial Conduct Commission that Family Court Judge Julia Gordon committed judicial misconduct and ordered that she be removed from office, holding that there was no error warranting reversal of the Commission's final order.The Commission served Judge Gordon with notice of formal proceedings outlining six charges against her alleging violations of the Code of Judicial Conduct. The Commission ultimately found that the claims against Judge Gordon indicated violations of the Code of Judicial Conduct and removed her from office. The Supreme Court affirmed, holding that, given Judge Gordon's numerous violations of the Code of Judicial Conduct, the sanction of removal was appropriate. View "Gordon v. Judicial Conduct Commission" on Justia Law

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The Supreme Court affirmed the decision of the Judicial Conduct Commission finding misconduct on the part of Judge Dawn M. Gentry and ordered that she be removed from office as a circuit judge for the Sixteenth Judicial Circuit, Fifth Division, a Family Court division serving Kenton County, holding that there was no error warranting reversal of the Commission's final order.The Commission brought a twelve-count formal proceeding against Judge Gentry alleging that she had used her judicial role to coerce attorneys who served as guardians ad litem in her court to support her campaign, had asked in the courtroom for a yard sign placement, and had utilized court staff to perform campaign work during work hours. Ultimately, the Commission entered its findings of fact, conclusions of law and final order finding that Judge Gentry had violated the Code of Judicial Conduct and engaged in the misconduct alleged in ten of the twelve counts charged and determining that removal was the appropriate sanction. The Supreme Court affirmed, holding that, based on Judge Gentry's numerous violations of the Code of Judicial Conduct and her misconduct in office, the sanction of removal was appropriate. View "Gentry v. Judicial Conduct Commission" on Justia Law

Posted in: Legal Ethics
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The Supreme Court affirmed the findings of fact, conclusions of law and final order issuing a public reprimand against Beth Lewis Maze, Judge of the Twenty-First Judicial Circuit, Second Division, holding that the Judicial Conduct Commission appropriately issued a public reprimand.Judge Maze inappropriately intervened in her ex-husband's criminal case and then self-reported to the Commission. Ultimately, Judge Maze was criminally indicted for two counts of forgery and one count of tampering with public records, and the Commission brought six counts of judicial misconduct against her. After a hearing, the Commission found that Judge Maze violated SCR 4.020(1)(B)(i) and that her acts constituted misconduct in office and violated SCR 4.300, Kentucky's Code of Judicial Conduct. The Supreme Court held that the Commission appropriately issued a public reprimand under the circumstances. View "Maze v. Judicial Conduct Commission" on Justia Law

Posted in: Legal Ethics
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The Supreme Court affirmed in part and dismissed in part the appeal brought by Judge Beth Lewis Maze from the denial of the Judicial Conduct Commission (JCC) denying Judge Maze's motions in JCC proceedings stemming from the JCC's five-count misconduct charge against Judge Maze, holding that the JCC did not err in denying Judge Maze's motion for a stay and that Judge Maze's other challenges were either moot or procedurally infirm.While the misconduct charges against Judge Maze were pending before the JCC, a grand jury charged Judge Maze with two counts of second-degree forgery and one count of tampering with public records. Thereafter, Judge Maze filed three motions in her JCC proceedings. The JCC denied relief on all of the motions. The Supreme Court affirmed the JCC's denial of Judge Maze's motion to stay, dismissed as moot Judge Maze's challenge to the JCC's denial of her motion for a continuance, and dismissed Judge Maze's challenge to the JCC's denial of Judge Maze's motion for an informal hearing, holding that the balance of the equities favored allowing the JCC to move ahead with its disciplinary proceedings. View "Maze v. Kentucky Judicial Conduct Commission" on Justia Law

Posted in: Legal Ethics
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The Supreme Court affirmed the judgment of the circuit court that the agreement furnished to Carol Greissman for signature did not violate Kentucky Rules of the Supreme Court 3.130, Rule 5.6 as a matter of law, holding that an obligatory Rule of Professional Conduct for attorneys carries public policy weight and that the agreement did not violate Rule 5.6.Greissman, an attorney, was terminated by Rawlings & Associates for refusing to sign an agreement providing for non-solicitation of Rawlings & Associates' customers or clients following the end of her employment. Greissman subsequently brought a wrongful termination claim. The circuit court granted summary judgment for Rawlings & Associates. The court of appeals upheld the circuit court's ultimate decision dismissing Greissman's complaint but concluded that Greissman's complaint should have been dismissed for failure to state a claim because the Rules of the Kentucky Supreme Court did not provide the public policy to support Greissman's wrongful termination claim. The Supreme Court affirmed on other grounds, holding (1) for purposes of wrongful termination actions, an obligatory Rule of Professional Conduct for attorneys carries equal public policy weight as any public policy set forth in statute or the Constitution; and (2) the agreement in this case did not violate Rule 5.6. View "Greissman v. Rawlings & Associates, PLLC" on Justia Law

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Sarah Jackson and David Thomas retained Persels & Associates, LLC (Persels) to defend them in debt collection cases. Persels retained Kentucky attorneys K. David Bradley and Robert Gillispie to provide limited representation. The limited representation agreements provided that neither lawyer was required to sign pleadings, enter an appearance, or attend court proceedings. The circuit court subsequently ordered the attorneys to show cause why they should not be held in contempt for their failure to enter their appearances and sign documents filed with the court. Persels intervened as a third party. The trial court determined that Parsels and the two attorneys had violated Ky. R. Civ. P. 11 and fined each $1. The court of appeals affirmed. The Supreme Court reversed, holding that limited-representation counsel is not required to sign the documents prepared as part of the limited representation, and therefore Rule 11 does not apply. Remanded to the trial court to determine whether the limited-representation agreements at issue were reasonable. View "Persels & Assocs., LLC v. Capital One Bank" on Justia Law

Posted in: Legal Ethics